0001193125-15-044146.txt : 20150211 0001193125-15-044146.hdr.sgml : 20150211 20150211160308 ACCESSION NUMBER: 0001193125-15-044146 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150211 GROUP MEMBERS: 45TH PARALLEL LLC GROUP MEMBERS: 46TH PARALLEL LLC GROUP MEMBERS: 47TH PARALLEL LLC GROUP MEMBERS: 48TH PARALLEL LLC GROUP MEMBERS: AXA GROWTH CAPITAL II LP GROUP MEMBERS: PAR SF II, L.L.C. GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL I LLC GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL II LLC GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL III LLC GROUP MEMBERS: VINCENT R. WORMS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88630 FILM NUMBER: 15599540 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Partech U.S. Partners IV, L.L.C. CENTRAL INDEX KEY: 0001353225 IRS NUMBER: 943352853 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O 50 CALIFORNIA STREET STREET 2: SUITE 3200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-788-2929 MAIL ADDRESS: STREET 1: C/O 50 CALIFORNIA STREET STREET 2: SUITE 3200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G 1 d870310dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )

 

 

FIVE9, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

338307101

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

Partech U.S. Partners IV, L.L.C.

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

3,512,801

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

3,512,801

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,512,801

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.2%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

Partech International Growth Capital I LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

678,428

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

678,428

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

678,428

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

1.4%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

Partech International Growth Capital II LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

1,117,617

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

1,117,617

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,117,617

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

2.3%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

Partech International Growth Capital III LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

678,430

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

678,430

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

678,430

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

1.4%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

AXA Growth Capital II LP

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Bermuda

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

276,225

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

276,225

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

276,225

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.6%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

PN

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

45th Parallel LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

2,499,069

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

2,499,069

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,499,069

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.1%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

PAR SF II, L.L.C.

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

24,594

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

24,594

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

24,594

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.1%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

46th Parallel LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

2,474,475

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

2,474,475

8.

SHARED DISPOSITIVE POWER

 

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,474,475

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.1%

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

47th Parallel LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

3,512,801

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

3,512,801

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,512,801

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

7.2%

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

48th Parallel LLC

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

276,225

6.

SHARED VOTING POWER

 

0

7.

SOLE DISPOSITIVE POWER

 

276,225

8.

SHARED DISPOSITIVE POWER

 

0

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

276,225

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.6%

12.

TYPE OF REPORTING PERSON (see instructions)

 

OO

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

CUSIP No. 338307101

 

  1. 

NAMES OF REPORTING PERSONS

 

Vincent R. Worms

  2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x        (b)  ¨

 

  3.

SEC USE ONLY

 

  4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 5. 

SOLE VOTING POWER

 

6,312,689

6.

SHARED VOTING POWER

 

7.

SOLE DISPOSITIVE POWER

 

6,312,689

8.

SHARED DISPOSITIVE POWER

 

  9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,312,689

10.

CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

12.9%(1)

12.

TYPE OF REPORTING PERSON (see instructions)

 

IN

 

(1) Based on 48,879,313 shares of Common Stock outstanding as of October 31, 2014, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2014 filed with the Securities and Exchange Commission on November 7, 2014.

Item 1(a). Name of Issuer:

Five9, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

Bishop Ranch 8

4000 Executive Parkway, Suite 400

San Ramon, California 94583

 

Item 2(a). Name of Person Filing:

Partech U.S. Partners IV, L.L.C. (“Partech US”)

Partech International Growth Capital I LLC (“Partech I”)

Partech International Growth Capital II LLC (“Partech II”)

Partech International Growth Capital III LLC (“Partech III”)

AXA Growth Capital II LP (“AXA”)

45th Parallel LLC (“45th Parallel”)

46th Parallel LLC (“46th Parallel”)

47th Parallel LLC (“47th Parallel”)

48th Parallel LLC (“48th Parallel”)

PAR SF II, L.L.C. (“PAR SF”)

Vincent R. Worms

The reporting persons are making this single, joint filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)-3 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”). The joint filing agreement among the reporting persons to file this Schedule 13G jointly in accordance with Rule 13d-1(k) of the Exchange Act is attached hereto as Exhibit 99.1.

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

The principal office for Partech I, Partech II, Partech III and 46th Parallel is:

Ugland House

South Church Street

Georgetown, Grand Cayman, Cayman Islands

The principal office for AXA is:

Clarendon House

2 Church Street

PO Box HM 666

Hamilton, Bermuda HM CX

The principal business address of the other reporting persons is:

200 California Street, Suite 500

San Francisco, California 94111

Item 2(c). Citizenship:

 

Partech US

 - Delaware limited liability company

Partech I

 - Cayman Island company limited by guarantee

Partech II

 - Cayman Island company limited by guarantee

Partech III

 - Cayman Island company limited by guarantee

AXA

 - Bermuda limited partnership

45th Parallel

 - Delaware limited liability company

46th Parallel

 - Cayman Island company limited by guarantee

47th Parallel

 - Delaware limited liability company

48th Parallel

 - Delaware limited liability company

PAR SF

 - Delaware limited liability company

Vincent R. Worms

 Citizen of the United States of America

 

Item 2(d). Title of Class of Securities:

Common Stock

 

Item 2(e). CUSIP No.:

338307101

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4. Ownership.

(a) Amount beneficially owned

Partech US is the recordholder of 3,512,801 shares of Common Stock of the Issuer as of December 31, 2014. 47th Parallel, the managing member of Partech US, and Mr. Worms, the managing member of 47th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by Partech US.

Partech I is the recordholder of 678,428 shares of Common Stock of the Issuer as of December 31, 2014. 46th Parallel, the managing member of Partech I, 45th Parallel, the managing member of 46th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by Partech I.

Partech II is the recordholder of 1,117,617 shares of Common Stock of the Issuer as of December 31, 2014. 46th Parallel, the managing member of Partech II, 45th Parallel, the managing member of 46th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by Partech II.

Partech III is the recordholder of 678,430 shares of Common Stock of the Issuer as of December 31, 2014. 46th Parallel, the managing member of Partech I, 45th Parallel, the managing member of 46th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by Partech III.

AXA is the recordholder of 276,225 shares of Common Stock of the Issuer as of December 31, 2014. 48th Parallel, the managing member of AXA, and Mr. Worms, the managing member of 48th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by AXA.

Par SF is the recordholder of 24,594 shares of Common Stock of the Issuer as of December 31, 2014. Mr. Worms, the managing member of Par SF, may be deemed to hold sole voting and dispositive power over the shares held by Par SF.

45th Parallel is the recordholder of 24,594 shares of Common Stock of the Issuer as of December 31, 2014. Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by 45th Parallel.

(b) Percent of class:

 

Partech US        -    7.2%     

Partech I

    -    1.4%   

Partech II

    -    2.3%   

Partech III

    -    1.4%   

AXA

    -    0.6%   

45th Parallel

    -    5.1%   

46th Parallel

    -    5.1%   

47th Parallel

    -    7.2%   

48th Parallel

    -    0.6%   

PAR SF

    -    0.1%   

Vincent R. Worms

    12.9%   

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

 

Partech US    

    -    3,512,801

Partech I

    -    678,428

Partech II

    -    1,117,617

Partech III

    -    678,430

AXA

    -    276,225

45th Parallel

    -    2,499,069

46th Parallel

    -    2,474,475

47th Parallel

    -    3,512,801

48th Parallel

    -    276,225

PAR SF

    -    24,594

Vincent R. Worms

    6,312,689

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of:

 

Partech US

 - 3,512,801

Partech I

 - 678,428

Partech II

 - 1,117,617

Partech III

 - 678,430

AXA

 - 276,225

45th Parallel

 - 2,499,069

46th Parallel

 - 2,474,475

47th Parallel

 - 3,512,801

48th Parallel

 - 276,225

PAR SF

 - 24,594

Vincent R. Worms

 6,312,689

(iv) Shared power to dispose or to direct the disposition of: 0

The filing of this Schedule 13G shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, the beneficial owner of any of the shares reported herein. The reporting persons specifically disclaim beneficial ownership of the shares reported herein that are not directly owned by such reporting persons, except to the extent of any pecuniary interest therein.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

See 4(a) and 4(b) above.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

See Exhibit 99.1.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 11, 2015

 

Partech U.S. Partners IV LLC
By 47th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital I LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital II LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital III LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member

AXA Growth Capital II LP
By 48th Parallel LLC, its Investment General Partner

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
45th Parallel LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
46th Parallel LLC
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
47th Parallel LLC

  /s/ Vincent R. Worms

Name: Vince R. Worms
Title: Managing Member
48th Parallel LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
PAR SF II, LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Sole Member
By:

/s/ Vincent R. Worms

Name:      Vincent R. Worms
 EX-99.1 2 d870310dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Five9, Inc.

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

Date: February 11, 2015

 

Partech U.S. Partners IV LLC
By 47th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital I LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital II LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
Partech International Growth Capital III LLC
By 46th Parallel LLC, its Managing Member
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member

AXA Growth Capital II LP
By 48th Parallel LLC, its Investment General Partner

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
45th Parallel LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
46th Parallel LLC
By 45th Parallel LLC, its Managing Member

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
47th Parallel LLC

  /s/ Vincent R. Worms

Name: Vince R. Worms
Title: Managing Member
48th Parallel LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Managing Member
PAR SF II, LLC

  /s/ Vincent R. Worms

Name: Vincent R. Worms
Title: Sole Member
By:

  /s/ Vincent R. Worms

Name:        Vincent R. Worms